![]() To register for seminars please call (416) 947-1922, for outside GTA call toll free at 1-80 Foran Financial Institute is an independent supplier of educational services. However, it is at the discretion of your compliance department whether Foran CE Credits fill CE Credit requirements. Tuition: $495 + HST Continuing Education Credits: 16 Note on Foran Continuing Education (CE) Credits: Foran Financial Institute issues CE Credits for all of its licensing seminars. Practical applications of the rules and regulations will be discussed to give the participant a better understanding of how the investment business functions. Key topic areas include: regulation of the securities industry and registration of securities industry participants dealing with clients, opening accounts, sales and trading conduct, placing orders, types of accounts and orders special transactions and products rules and regulations of the stock exchanges, securities commissions. ![]() ![]() CPH Course Content Covered: This two-day Conduct and Practices Handbook Course seminar covers Canadian securities registrant code of ethics and standards of conduct.
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